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Beth-ann Roth
May 1, 2024
Fraud Workouts & Bankruptcy
SIPAÂ (Securities Investor Protection Act):Â Special Procedures for Liquidation of Brokers What are my rights if a broker I work with goes...
Beth-ann Roth
Apr 1, 2024
Securities Litigation, Appeals & SEC Enforcement
Should I hire a lawyer if I am being investigated by the SEC? Yes. At this stage, the SEC staff is deciding whether to bring an action...
Beth-ann Roth
Jun 18, 2021
The Intersection of ESG, the SEC and the First Amendment
June 14, 2021 Some commentators responding to the SEC's request for input on climate-change and ESG corporate disclosure claim that such...
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